Ubs Yes Strategy

UBS marketed a so-called “Yield Enhancement Strategy” (YES) to certain of its clients as a safe way to increase the return on their money.

Ubs yes strategy. Investment fraud attorneys have filed several new claims for UBS investors that lost money while investing in the UBS Yes (UBS Yield Enhancement Strategy).). News sources are reporting many multiple arbitrations claims against UBS YES programs.Security fraud attorneys are working nationwide with UBS YES investors and have filed cases for investors to recover losses. In complex jargon, the YES Strategy is a four-legged “bear call” strategy accompanied by a “bull put”. In simpler terms, UBS pitched the YES strategy to clients as a neutral or low-risk way to generate returns through an options trading strategy known as an “Iron Condor”. It has been anything but! UBS (and other competing firms) represented to investors that a Yield Enhancement Strategy may provide a low-risk way to generate additional income. In reality, the investment strategy was fraught with risk that ultimately resulted in unnecessary and unexpected losses. There is demonstrable conflict in the manner in which the YES strategy was marketed internally to UBS representative and to. “The benefits and risks of the YES strategy were clearly disclosed to investors.. Those facts likely explain why only a small percentage of UBS clients who participated in the strategy have.

The fourth quarter 2018 was a roller coaster ride for many investors, particularly those who had exposure to the UBS YES strategy in November and December 2018. UBS continued to recommend the YES strategy during this period of extreme volatility as a purportedly safe income producing strategy investment, when in reality it was not, as investors were exposed to significant potential risks to. A retired couple is suing UBS Financial Services (UBS) after they sustained at least $800,000 in losses from investing in the firm’s Yield Enhancement Strategy (YES). The investors contend that their UBS broker made misrepresentations and omissions when recommending this unsuitable investment strategy to them and discouraged them from leaving. UBS Continues to Face Investor Claims For YES Strategy. September 8, 2020 | by Stoltmann Law Offices. Chicago-based Stoltmann Law Offices continues to investigate investor claims related to UBS YES products. In recent years, with savings yields at rock bottom, investors have been eager to attempt to safely earn a higher return on their money.. UBS Group and Credit Suisse are multinational investment banks and financial services companies with offices in most major financial centers. UBS and Credit Suisse pitched the Yield Enhancement Strategy (YES) as a low-risk alternative to traditional investing.

UBS YES Strategy Lawyers. If you invested in the UBS Yes Strategy and/or were told that your broker was using an options overlay strategy or an iron condor strategy, you may have grounds for an investor claim if you sustained any resulting losses. Our YES Strategy investors work with clients throughout the US. The UBS team overseeing YES has $5 billion to $6 billion in assets under management, according to the Wall Street Journal. Two UBS portfolio managers oversaw the YES group and began promoting the strategy to other sales representatives across the Firm in 2015. This strategy worked well during periods of of low market volatility. UBS investors in YES who are still holding the strategy in their portfolios are reporting losses in excess of 32 percent. YES is a form of investing where call and put option spreads on the S&P 500 Index (SPX) are traded in an iron condor strategy to enhance returns in relatively stable or flat markets. The FINRA claim alleges that UBS misrepresented the risks of its options program and failed to use proper risk controls. UBS YES Program Exposed Investors to Significant Risk. Beginning in 2016, UBS marketed its YES options strategy to high-net-worth investors as a way to generate a modest amount of income with minimal risk of loss.

Recently, a number of investors have incurred unnecessary investment losses associated with an investment strategy at UBS (and other competing firms) referred to as a “Yield Enhancement Strategy (YES).” Haselkorn & Thibaut (InvestmentFraudLawyers.com) currently represents investors seeking to recover losses from UBS Yes and other options strategies. YES is touted as an investment strategy that is designed “ to generate returns through the strategic sale and purchase of SPX index option spreads,” according to UBS. “YES returns are. The “Yield Enhancement Strategy” (YES), introduced to UBS by a brokerage team hired from Credit Suisse in 2015, was sold to wealthy investors as a bond portfolio enhancer. UBS Group and Credit Suisse are multinational investment banks and financial services companies with offices in most major financial centers. UBS and Credit Suisse pitched the Yield Enhancement Strategy (YES) as a low-risk alternative to traditional investing.

News followers may have seen the recent stories on UBS being sued by its clients and investors who participated in UBS’s “Yield Enhancement Strategy (YES).” Evidently, numerous UBS clients signed up to participate in an iron condor strategy that lost a lot of money.They’re angry, and they’re filing a lawsuit. The UBS YES program is alleged to have included the Iron Condor options trading strategy. The iron condor is an options strategy structure where investors write two short near money options and purchase two long out-of-the money options. In July of 2017, the UBS YES group managed $3.4 billion. That total grew to $4.5 billion as of June 2018. If you have suffered losses investing in UBS YES Strategy, please contact the securities attorneys at The White Law Group. For a free consultation, please call the offices at 888-637-5510. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with. The UBS YES program included trading strategies such as the Iron Condor, so named after the colorful appearance on a graph, and the open wings of the condor lie in the red, where funds are lost, while the body of the strategy lies in the green, where investors are expected to profit. The iron condor is an options strategy structure which.

In reality, the strategy was fraught with risk. UBS allegedly pitched the YES strategy as a neutral or low-risk strategy that simply required customers to allow margin to be placed against the customer’s portfolio which would be used to generate returns through an “iron condor” options trading strategy.